Alan Begley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Solium Capital UK Limited
FRN 584166
- SMF3 Executive Director (since 18 Dec 2023)
- [FCA CF] CASS oversight function (12 Dec 2023 to 18 Dec 2023)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF10a CASS Oversight function (30 Oct 2012 to 10 Jan 2017)
- CF29 Significant management (30 Oct 2012 to 17 Mar 2015)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF29 Significant management (30 Oct 2012 to 17 Mar 2015)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF29 Significant management (30 Oct 2012 to 17 Mar 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.