Smith Square Partners LLP

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Nancy Hollendoner
IRN NXH00081
- [FCA CF] Client dealing (since 1 Jan 2020)
Neil William Kirton
IRN NWK01004
- [FCA CF] Client dealing (1 Feb 2023 to 31 Aug 2025)
Oliver Savage
IRN OXS00149
- [FCA CF] Client dealing (2 Jan 2024 to 31 Jan 2025)
Paul Baines
IRN PMB01080
- [FCA CF] Client dealing (since 1 Jan 2020)
- CF30 Customer (12 Nov 2013 to 8 Dec 2019)
Paul Jonathan Kensit Staples
IRN PJS01211
- SMF27 Partner (since 26 Nov 2020)
- [FCA CF] Client dealing (since 26 Aug 2020)
Paul Theodore Orchart
IRN PTO01006
- [FCA CF] Client dealing (since 1 Jan 2020)
Philip Henry Kendall
IRN PHK01016
- CF4 Partner (1 Jul 2011 to 31 Mar 2015)
- CF30 Customer (1 Jul 2011 to 4 Dec 2015)
Prashant Dhokia
IRN PXD00322
- [FCA CF] Client dealing (23 Jan 2023 to 22 May 2023)
Rashmi Giles
IRN RXS01320
- CF30 Customer (16 Apr 2015 to 17 Jul 2015)
Rebecca Rowe
IRN RXR00206
- [FCA CF] Client dealing (since 4 Oct 2021)

Smaller firms operating under this firm's FCA authorisation.

Giles Corporate Finance Limited (no longer appointed)
FRN 670597 · Appointed 29 Apr 2015 · Until 19 Aug 2015 · Tied agent
Columba Solutions Limited (no longer appointed)
FRN 572897 · Appointed 18 Jan 2012 · Until 6 Mar 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.