Smith Square Partners LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Riana Muhunthan
IRN RXM01132
- [FCA CF] Client dealing (since 1 Feb 2025)
Richard Anton Banham
IRN RAB01281
- SMF27 Partner (since 19 Oct 2023)
- [FCA CF] Client dealing (since 4 Sep 2023)
Rory Scott
IRN RMS01237
- SMF27 Partner (since 9 Jun 2025)
- [FCA CF] Client dealing (since 12 Feb 2025)
Rupert Garner
IRN RXG00085
- [FCA CF] Client dealing (1 Jan 2020 to 24 Dec 2021)
Ryan Sebastian Alexander Hayes
IRN RXH14231
- [FCA CF] Client dealing (23 Sep 2020 to 29 Oct 2021)
Sophie Louise Bryson
IRN SLB01184
- CF30 Customer (1 Jul 2014 to 18 Oct 2018)
Sylvester James Oppong
IRN SJO01080
- SMF27 Partner (9 Dec 2019 to 30 Jun 2020)
- CF4 Partner (15 Jun 2011 to 8 Dec 2019)
- CF30 Customer (15 Jun 2011 to 8 Dec 2019)
Toby Daniel Rolls
IRN TDR01010
- SMF27 Partner (5 Jul 2022 to 31 Jul 2024)
- [FCA CF] Significant management (13 Jun 2022 to 14 Jun 2022)
- [FCA CF] Client dealing (13 Jun 2022 to 31 Jul 2024)
William Godson
IRN WXG00041
- [FCA CF] Client dealing (11 Oct 2021 to 6 Jul 2022)

Smaller firms operating under this firm's FCA authorisation.

Giles Corporate Finance Limited (no longer appointed)
FRN 670597 · Appointed 29 Apr 2015 · Until 19 Aug 2015 · Tied agent
Columba Solutions Limited (no longer appointed)
FRN 572897 · Appointed 18 Jan 2012 · Until 6 Mar 2014

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.