Toby Daniel Rolls

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Smith Square Partners LLP (no longer approved here)

    FRN 533915

    • SMF27 Partner (5 Jul 2022 to 31 Jul 2024)
    • [FCA CF] Client dealing (13 Jun 2022 to 31 Jul 2024)
    • [FCA CF] Significant management (13 Jun 2022 to 14 Jun 2022)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (5 Jul 2018 to 8 Dec 2019)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF30 Customer (19 Jun 2015 to 12 Mar 2018)
  • WMG Advisors LLP (no longer approved here)

    FRN 419405

    • CF30 Customer (7 Nov 2014 to 12 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.