Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Jan 2020)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 2 Jan 2019)
    • CF3 Chief Executive (14 Feb 2012 to 6 Mar 2016)
    • CF1 Director (14 Feb 2012 to 6 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (28 Feb 2005 to 31 Mar 2009)
    • CF21 Investment Adviser (26 Mar 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.