SMITH & PINCHING FINANCIAL SERVICES LIMITED

• Principal Place of Business

  295 Aylsham Road

  Norwich

  Norfolk

  NR3 2RY

  UNITED KINGDOM

  Phone

  +441603789966

  Web

  https://www.smith-pinching.co.uk

• Complaints Contact

  295 Aylsham Road

  Norwich

  Norfolk

  NR3 2RY

  UNITED KINGDOM

  Phone

  +441603789966

  Web

  https://www.smith-pinching.co.uk

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Louise Dunbar

  IRN LXD00001

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 7 Apr 2026)
• Matthew Charles Durrant

  IRN MXD09184

  • CF1 Director (AR) (7 Dec 2018 to 23 Jan 2023)
• Matthew Daniel Beck

  IRN MDB01227

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (7 Dec 2018 to 8 Dec 2019)
• Matthew David Thomas Keay

  IRN MXK06553

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (12 Oct 2018 to 8 Dec 2019)
• Matthew Ian Hinchliffe

  IRN MXH01783

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (since 4 Mar 2008)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Nov 2022)
  • CF22 Investment Adviser (Trainee) (1 Nov 2004 to 1 Feb 2006)
• Matthew John Goddard

  IRN MJG00004

  • 9A. Advising on P2P agreements
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 7. Giving personal recommendations on long-term care insurance contracts
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (28 Jun 2019 to 8 Dec 2019)
• Matthew Keith Frary

  IRN MKF00001

  • CF1 Director (AR) (1 Jan 2014 to 22 Jul 2019)
  • CF30 Customer (1 Jul 2008 to 22 Jul 2019)
• Matthew Richard Fretwell

  IRN MXF00492

  • 14. Managing investments
  • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 1 Dec 2023)
• Mehrdad Yousefian

  IRN MXY00006

  • CF30 Customer (31 Jan 2012 to 17 Jan 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 17 Feb 2004)
• Melvyn Edward Pye

  IRN MEP00023

  • CF30 Customer (1 Nov 2007 to 27 Jul 2018)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

• Anthony Pearson (no longer appointed)

  FRN 563373 · Appointed 30 Aug 2011 · Until 19 Dec 2014

• George Durrant & Sons Limited (no longer appointed)

  FRN 422416 · Appointed 14 Jul 2011 · Until 3 Feb 2017

• Spalding & Co Ltd (no longer appointed)

  FRN 556096 · Appointed 14 Jul 2011 · Until 12 Feb 2016

• John Kenworthy (no longer appointed)

  FRN 554400 · Appointed 27 Jun 2011 · Until 30 Jun 2020

• Stacey & Partners (no longer appointed)

  FRN 552248 · Appointed 27 May 2011 · Until 5 Feb 2014

• Lester & Co (no longer appointed)

  FRN 460035 · Appointed 12 Oct 2010 · Until 30 Jun 2020

• Michael Hill Partnership (no longer appointed)

  FRN 467609 · Appointed 8 Oct 2010 · Until 12 Feb 2016

• RJL IFA Ltd (no longer appointed)

  FRN 499563 · Appointed 17 Apr 2009 · Until 25 Nov 2022

No changes recorded yet.