Matthew Keith Frary

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rock Wealth LLP

    FRN 610181

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 17 Sep 2019)
    • CF30 Customer (since 17 Sep 2019)
  • Rockwealth (Norwich) Ltd

    FRN 912699

    • (1)Employed By (since 17 Sep 2019)
  • SMITH & PINCHING FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 186616

    • CF1 Director (AR) (1 Jan 2014 to 22 Jul 2019)
    • CF30 Customer (1 Jul 2008 to 22 Jul 2019)

Recent activity

Updates to this individual's record on the FCA register.

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