Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMITH & PINCHING FINANCIAL SERVICES LIMITED
FRN 186616
- 9A. Advising on P2P agreements
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (28 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (1 Sep 2011 to 30 Sep 2016)
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- CF30 Customer (2 Jan 2009 to 22 Aug 2011)
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- CF30 Customer (25 Feb 2008 to 24 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.