Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (28 Jun 2019 to 8 Dec 2019)
  • S G Wealth Management Limited (no longer approved here)

    FRN 196001

    • CF30 Customer (1 Sep 2011 to 30 Sep 2016)
  • Insight Financial Associates Limited (no longer approved here)

    FRN 458421

    • CF30 Customer (2 Jan 2009 to 22 Aug 2011)
  • Chase de Vere Independent Financial Advisers limited (no longer approved here)

    FRN 137914

    • CF30 Customer (25 Feb 2008 to 24 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

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