SMBC Derivative Products Limited

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

  Web

  https://www.smbcgroup.com/emea/group-companies

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045074709

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ekaterina Gorlina

  IRN EXG01223

  • [FCA CF] Manager of certification employee (since 1 Sep 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Dec 2008 to 8 Dec 2019)
• Elizabeth Beasley

  IRN EXH01255

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 31 Mar 2023)
• Eric Phelan Zerof

  IRN EPZ01005

  • CF1 Director (2 Sep 2002 to 2 Sep 2008)
• Ethan Lall

  IRN EXL00134

  • [FCA CF] Client dealing (since 28 Apr 2022)
• Federico Ossola

  IRN FXO01116

  • [FCA CF] Client dealing (4 Oct 2024 to 14 Dec 2025)
• George John Vojta

  IRN GJV01013

  • CF2 Non Executive Director (1 Dec 2001 to 22 Dec 2010)
• Glenn Swanton

  IRN GXS32249

  • Director of firm who is not a certification employee or a SMF manager (17 Apr 2020 to 14 Jun 2024)
• Greta Tusha

  IRN GXT00341

  • [FCA CF] Client dealing (since 17 Dec 2025)
• Henry Jackson

  IRN HXJ00107

  • [FCA CF] Manager of certification employee (since 8 Oct 2025)
  • [FCA CF] Client dealing (since 23 Nov 2023)
• Hideyuki Takahashi

  IRN HXT01043

  • CF21 Investment Adviser (1 Dec 2001 to 1 Nov 2002)

No changes recorded yet.