SMBC Derivative Products Limited

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045071000

  Web

  https://www.smbcgroup.com/emea/group-companies

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402045074709

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Roque Barretto

  IRN RSB01132

  • [FCA CF] Client dealing (since 6 Jul 2021)
• Ruby James

  IRN RXJ00188

  • [FCA CF] Client dealing (18 Mar 2022 to 22 Aug 2025)
• Ryo Suzuki

  IRN RXS02054

  • CF1 Director (1 Jul 2009 to 18 Sep 2012)
• Ryoji Sato

  IRN SXR02069

  • CF1 Director (17 Oct 2014 to 12 Nov 2019)
• Ryuichi Nohara

  IRN RXN00219

  • [FCA CF] Client dealing (since 29 Sep 2023)
• Sabine Chappard

  IRN SDC01062

  • [FCA CF] Manager of certification employee (since 4 Apr 2024)
  • [FCA CF] Client dealing (since 4 Apr 2024)
• Sara Lindsay

  IRN SKL01040

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Jan 2026)
• Scott Christopher Callahan

  IRN SCC01053

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Dec 2021)
  • CF21 Investment Adviser (1 Dec 2001 to 15 Jun 2007)
• Sebastian Brooks

  IRN SXB04211

  • [FCA CF] Client dealing (since 11 Mar 2026)
• Sejal Dharurkar

  IRN SXD00869

  • [FCA CF] Client dealing (27 Jan 2025 to 10 Oct 2025)

No changes recorded yet.