SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Tomohiro Mukai

  IRN TXM00574

  • [FCA CF] Manager of certification employee (since 30 May 2024)
  • [FCA CF] Client dealing (since 30 May 2024)
• Tomohiro Tatsumi

  IRN TXT00116

  • [FCA CF] Manager of certification employee (21 Jul 2021 to 9 Apr 2026)
  • [FCA CF] Client dealing (21 Jul 2021 to 9 Apr 2026)
• Tomoyo Nakamura

  IRN TXN00132

  • [FCA CF] Client dealing (since 15 Jan 2025)
• Tomoyuki Isshiki

  IRN TXI01062

  • CF29 Significant management (1 Nov 2007 to 5 May 2009)
  • CF14 Risk Assessment (1 Nov 2004 to 1 Aug 2006)
  • CF20 Significant Mgt (Settlements) (23 Feb 2004 to 31 Oct 2007)
• Tomoyuki Kawamura

  IRN TXK00263

  • [FCA CF] Algorithmic trading (since 10 Dec 2025)
  • [FCA CF] Client dealing (since 18 Jun 2024)
  • [FCA CF] Proprietary trader (since 18 Jun 2024)
• Tomoyuki Sakamoto

  IRN TXS03516

  • [FCA CF] Client dealing (22 Nov 2021 to 29 Sep 2023)
  • [FCA CF] Manager of certification employee (22 Nov 2021 to 29 Sep 2023)
  • [FCA CF] Material risk taker (5 Feb 2020 to 29 Sep 2023)
  • [PRA CF] Significant risk taker or Material risk taker (5 Feb 2020 to 29 Sep 2023)
• Tomoyuki Shigeta

  IRN TXS04021

  • [FCA CF] Client dealing (since 10 Jun 2024)
  • [FCA CF] Manager of certification employee (since 10 Jun 2024)
• Toni Slater

  IRN TXS04016

  • [FCA CF] Client dealing (since 31 May 2024)
• Toshiaki Matsui

  IRN TXM27798

  • [FCA CF] Significant management (since 26 Jun 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 26 Jun 2025)
  • [FCA CF] Client dealing (since 26 Jun 2025)
  • [FCA CF] Manager of certification employee (since 26 Jun 2025)
  • [FCA CF] Material risk taker (since 26 Jun 2025)
• Toshiharu Sawa

  IRN TXS03756

  • [FCA CF] Client dealing (17 Jan 2022 to 28 Dec 2022)

No changes recorded yet.