SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Toshihide Orita

  IRN TXO01157

  • CF30 Customer (27 Dec 2007 to 8 May 2009)
  • CF29 Significant management (1 Nov 2007 to 8 May 2009)
  • CF16 Significant Mgt (Desgntd Investment Business) (29 May 2007 to 31 Oct 2007)
• Toshihiro Harada

  IRN TXH00411

  • [FCA CF] Manager of certification employee (since 29 Jan 2024)
  • [FCA CF] Client dealing (since 29 Jan 2024)
• Toshihiro Watanabe

  IRN TXW00397

  • [FCA CF] Client dealing (since 9 Apr 2025)
  • [FCA CF] Manager of certification employee (since 9 Apr 2025)
  • [FCA CF] Material risk taker (9 Apr 2025 to 10 Apr 2025)
  • [PRA CF] Significant risk taker or Material risk taker (9 Apr 2025 to 10 Apr 2025)
• Toshikazu Kurino

  IRN TXK00172

  • [FCA CF] Client dealing (29 Jul 2022 to 6 Sep 2024)
  • [FCA CF] Manager of certification employee (29 Jul 2022 to 6 Sep 2024)
• Toshiki Narahashi

  IRN TXN00011

  • [FCA CF] Client dealing (7 Sep 2016 to 25 Oct 2020)
• Toshiki Takada

  IRN TXT00196

  • [FCA CF] Manager of certification employee (30 May 2024 to 21 Jan 2026)
  • [FCA CF] Material risk taker (8 Jun 2023 to 21 Jan 2026)
  • [PRA CF] Significant risk taker or Material risk taker (8 Jun 2023 to 21 Jan 2026)
• Toshinobu Hamada

  IRN TXH00564

  • [FCA CF] Client dealing (since 10 Oct 2025)
• Toshio Ishizuka

  IRN TXI01093

  • CF30 Customer (1 Apr 2009 to 22 Apr 2013)
  • CF29 Significant management (1 Apr 2009 to 22 Apr 2013)
• Tristan Aubry Aymeric d'Hostel de Clémont

  IRN TXD00132

  • [FCA CF] Client dealing (since 21 Jul 2021)
• Tsubasa Moteki

  IRN TXM00573

  • [FCA CF] Client dealing (since 28 May 2024)
  • [FCA CF] Material risk taker (since 28 May 2024)
  • [FCA CF] Manager of certification employee (since 28 May 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 28 May 2024)

No changes recorded yet.