SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jane Denise Regan

  IRN JDR01122

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2025)
  • SMF16 Compliance Oversight (since 4 Feb 2025)
  • [FCA CF] Manager of certification employee (2 Jan 2025 to 4 Feb 2025)
  • [FCA CF] Significant management (2 Jan 2025 to 4 Feb 2025)
  • [FCA CF] Material risk taker (1 Jul 2024 to 4 Feb 2025)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2024 to 4 Feb 2025)
• Jane Maria Sethi

  IRN JXS00168

  • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2020)
  • [FCA CF] Manager of certification employee (since 1 Jul 2020)
  • [FCA CF] Material risk taker (since 1 Jul 2020)
  • [FCA CF] Significant management (since 1 Jul 2020)
• Jane Yuki Curtis

  IRN JYF01001

  • [FCA CF] Client dealing (23 Sep 2024 to 30 Nov 2024)
• Jaouhar Bani

  IRN JXB02236

  • [FCA CF] Client dealing (since 1 Jul 2021)
• Jason Grant Lovelock

  IRN JGL01080

  • CF30 Customer (1 Nov 2007 to 16 Nov 2007)
  • CF26 Customer Trading (22 Dec 2006 to 31 Oct 2007)
• Javed Hussain

  IRN JXH01330

  • [FCA CF] Client dealing (7 Jul 2025 to 5 Mar 2026)
• Jay Dhillon

  IRN JXD00736

  • [FCA CF] Client dealing (since 13 Apr 2023)
• Jeroen Kies

  IRN JXK00075

  • [FCA CF] Client dealing (15 May 2017 to 29 Mar 2019)
• Jerome Michel Brendan Gayet

  IRN JMG01251

  • [FCA CF] Client dealing (since 24 Sep 2024)
  • [FCA CF] Manager of certification employee (since 24 Sep 2024)
• Ji Eun Yun

  IRN JXY00087

  • [FCA CF] Client dealing (since 12 Jun 2023)

No changes recorded yet.