Jane Maria Sethi

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Bank International plc

    FRN 223304

    • [FCA CF] Manager of certification employee (since 1 Jul 2020)
    • [FCA CF] Material risk taker (since 1 Jul 2020)
    • [FCA CF] Significant management (since 1 Jul 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2020)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2020)
    • [FCA CF] Manager of certification employee (since 1 Jul 2020)
    • [FCA CF] Material risk taker (since 1 Jul 2020)
    • [FCA CF] Significant management (since 1 Jul 2020)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • [FCA CF] Material risk taker (1 Apr 2021 to 7 Oct 2024)
    • [FCA CF] Significant management (1 Apr 2021 to 31 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Apr 2021 to 31 Mar 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.