Jane Denise Regan

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SMBC Nikko Capital Markets Limited

    FRN 171935

    • SMF16 Compliance Oversight (since 9 Dec 2025)
  • SMBC Derivative Products Limited

    FRN 172073

    • SMF16 Compliance Oversight (since 9 Dec 2025)
  • SMBC Bank International plc

    FRN 223304

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2025)
    • SMF16 Compliance Oversight (since 4 Feb 2025)
    • [FCA CF] Manager of certification employee (2 Jan 2025 to 4 Feb 2025)
    • [FCA CF] Significant management (2 Jan 2025 to 4 Feb 2025)
    • [FCA CF] Material risk taker (1 Jul 2024 to 4 Feb 2025)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2024 to 4 Feb 2025)
  • Sumitomo Mitsui Banking Corporation, London Branch

    FRN 769072

    • [FCA CF] Significant management (since 2 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Dec 2024)
    • [FCA CF] Material risk taker (since 30 Dec 2024)
  • DEUTSCHE TRUSTEE COMPANY LIMITED (no longer approved here)

    FRN 122126

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jan 2023 to 25 Jan 2024)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jan 2023 to 25 Jan 2024)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jan 2023 to 30 Aug 2023)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 5 Oct 2017)
    • CF11 Money Laundering Reporting (8 Dec 2011 to 6 Mar 2016)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 5 Oct 2017)
    • CF11 Money Laundering Reporting (8 Dec 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.