SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Hiromitsu Yoshizawa

  IRN HXY00062

  • [FCA CF] Client dealing (since 30 Jul 2025)
  • [FCA CF] Manager of certification employee (since 8 Jul 2025)
  • [FCA CF] Material risk taker (since 8 Jul 2025)
  • [FCA CF] Significant management (since 8 Jul 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 8 Jul 2025)
• Hironari Kagami

  IRN HXK00027

  • [FCA CF] Manager of certification employee (since 7 Nov 2023)
  • [FCA CF] Client dealing (since 7 Sep 2016)
• Hironori Inoue

  IRN HXI00018

  • [FCA CF] Client dealing (27 May 2021 to 7 Jun 2024)
• Hiroshi Ibaraki

  IRN HXI00044

  • SMF1 Chief Executive (since 1 Apr 2026)
  • SMF3 Executive Director (since 26 Apr 2024)
• Hiroshi Kusumoto

  IRN HXK00213

  • [FCA CF] Significant management (1 Apr 2024 to 29 Mar 2025)
  • [FCA CF] Material risk taker (7 Jun 2023 to 29 Mar 2025)
  • [PRA CF] Significant risk taker or Material risk taker (7 Jun 2023 to 29 Mar 2025)
  • [FCA CF] Manager of certification employee (7 Jun 2023 to 29 Mar 2025)
  • [FCA CF] Client dealing (7 Jun 2023 to 29 Mar 2025)
• Hiroshi Matsushita

  IRN HXM00053

  • [PRA CF] Significant risk taker or Material risk taker (3 Jun 2019 to 31 Mar 2024)
  • [FCA CF] Client dealing (3 Jun 2019 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (3 Jun 2019 to 4 Apr 2025)
  • [FCA CF] Material risk taker (3 Jun 2019 to 31 Mar 2024)
  • [FCA CF] Significant management (3 Jun 2019 to 4 Apr 2025)
• Hiroshi Minoura

  IRN MXH01897

  • CF2 Non Executive Director (25 Jul 2006 to 2 Apr 2008)
• Hiroshi Mishima

  IRN HXM01140

  • CF16 Significant Mgt (Desgntd Investment Business) (17 Mar 2003 to 18 Apr 2007)
• Hiroshi Nakano

  IRN HXN00007

  • [FCA CF] Significant management (17 Feb 2020 to 28 Sep 2023)
  • [FCA CF] Manager of certification employee (20 Jan 2020 to 28 Sep 2023)
  • [FCA CF] Material risk taker (20 Jan 2020 to 28 Sep 2023)
  • [PRA CF] Significant risk taker or Material risk taker (20 Jan 2020 to 28 Sep 2023)
• Hiroshi Nishimura

  IRN HXN00136

  • SMF7 Group Entity Senior Manager (since 1 Jul 2025)
  • Director of firm who is not a certification employee or a SMF manager (19 May 2025 to 1 Jul 2025)

No changes recorded yet.