SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Hideo Kawafune

  IRN HXK01641

  • SMF1 Chief Executive (4 Apr 2023 to 31 Mar 2026)
  • SMF3 Executive Director (5 Oct 2022 to 31 Mar 2026)
  • [FCA CF] Client dealing (1 Apr 2022 to 4 Apr 2023)
  • SMF24 Chief Operations (3 Apr 2018 to 1 Apr 2020)
  • SMF2 Chief Finance (3 Apr 2018 to 11 Apr 2022)
• Hideyuki Kato

  IRN HXK32565

  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 12 May 2023)
  • [FCA CF] Material risk taker (7 Mar 2016 to 12 May 2023)
• Hideyuki Odani

  IRN HXO00038

  • [FCA CF] Client dealing (since 21 Dec 2021)
• Hikaru Sato

  IRN HXS00516

  • [FCA CF] Client dealing (12 Nov 2024 to 4 Oct 2025)
• Hiroaki Kanamaru

  IRN HXK01191

  • CF30 Customer (2 Jun 2008 to 22 Feb 2013)
• Hirofumi Otsuka

  IRN HXO86744

  • SMF7 Group Entity Senior Manager (30 Nov 2020 to 1 Jun 2022)
• Hirofumi Sasakura

  IRN HXS00273

  • [FCA CF] Client dealing (since 22 Jul 2022)
• Hirokazu Okado

  IRN HXO00002

  • [PRA CF] Significant risk taker or Material risk taker (21 Apr 2023 to 12 Apr 2024)
  • [FCA CF] Material risk taker (21 Apr 2023 to 12 Apr 2024)
  • [FCA CF] Manager of certification employee (19 May 2021 to 12 Apr 2024)
  • [FCA CF] Client dealing (10 May 2017 to 12 Apr 2024)
• Hiroki Mukai

  IRN HXM00055

  • [FCA CF] Client dealing (2 May 2017 to 24 May 2019)
• Hiroko Hosomi

  IRN HXH00223

  • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2023 to 9 Apr 2025)
  • [FCA CF] Client dealing (2 Jun 2023 to 9 Apr 2025)
  • [FCA CF] Manager of certification employee (2 Jun 2023 to 9 Apr 2025)
  • [FCA CF] Material risk taker (2 Jun 2023 to 9 Apr 2025)

No changes recorded yet.