SMBC Bank International plc

• Principal Place of Business

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

  Web

  https://www.smbcgroup.com/emea/home/

• Complaints Contact

  100 Liverpool Street

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +442045071000

• Bank Deposits

  For All, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Binary Bet, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Christine Al-Dabaghy

  IRN CXA17384

  • [FCA CF] Client dealing (since 19 Dec 2025)
• Christophe Hacquard

  IRN CXH00092

  • [FCA CF] Significant management (1 Apr 2019 to 28 Feb 2020)
  • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 28 Feb 2020)
  • [FCA CF] Material risk taker (1 Apr 2019 to 28 Feb 2020)
• Christopher Collins

  IRN CXC00478

  • [FCA CF] Client dealing (since 7 Feb 2022)
• Christopher James Daly

  IRN CJD01189

  • [FCA CF] Manager of certification employee (since 11 Sep 2023)
  • [FCA CF] Client dealing (since 7 Sep 2016)
  • CF30 Customer (15 Sep 2015 to 6 Mar 2016)
• Christopher Parsons

  IRN CJP01119

  • [FCA CF] Manager of certification employee (3 May 2024 to 30 Jun 2025)
  • [FCA CF] Client dealing (1 Jul 2021 to 30 Jun 2025)
• Christopher Ptaszynski-Neophytou

  IRN CXP00489

  • [FCA CF] Client dealing (since 15 Dec 2022)
• Christopher Scott

  IRN CJS01190

  • CF16 Significant Mgt (Desgntd Investment Business) (28 Apr 2004 to 7 Feb 2006)
  • CF26 Customer Trading (17 Mar 2003 to 7 Feb 2006)
• Christopher Winfield

  IRN CDW01068

  • [FCA CF] Manager of certification employee (4 Nov 2016 to 20 Sep 2021)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 20 Sep 2021)
  • [FCA CF] Material risk taker (7 Mar 2016 to 20 Sep 2021)
  • CF29 Significant management (21 Dec 2012 to 6 Mar 2016)
• Chrysoula Koutroulou

  IRN CXK00029

  • [FCA CF] Client dealing (7 Sep 2016 to 14 Aug 2020)
• Claire Frelaut

  IRN CXF00038

  • [PRA CF] Significant risk taker or Material risk taker (7 Oct 2024 to 16 Feb 2026)
  • [FCA CF] Material risk taker (7 Oct 2024 to 16 Feb 2026)
  • [FCA CF] Client dealing (17 Nov 2017 to 13 Mar 2026)
  • [FCA CF] Manager of certification employee (17 Nov 2017 to 13 Mar 2026)

No changes recorded yet.