Smart Advice Financial Solutions Ltd

This firm operates as an appointed representative of St. James's Place Wealth Management Plc, Mortgage Advice Bureau Limited and Mortgage Advice Bureau (Derby) Limited. Its regulated business runs under their FCA authorisations, and they're jointly legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Senior staff personally approved by the FCA to hold their roles here.

Katie Joanne Elizabeth Belizaire
IRN KXB00619
- (2)Employed By (since 6 Sep 2024)
Marc Anthony Mylum
IRN MAM01354
- (3)Employed By (since 3 Jan 2012)
Robert David Loaring
IRN RDL01078
- (1)Employed By (since 5 Dec 2011)
Simon Michael Orton
IRN SMO01046
- (1)Employed By (19 Jan 2012 to 15 Aug 2013)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.