Simon Michael Orton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clark & Poole Ltd

    FRN 498775

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • SMF16 Compliance Oversight (since 23 Oct 2025)
    • SMF3 Executive Director (since 23 Oct 2025)
    • Responsibility for MCD Intermediation (since 23 Oct 2025)
    • Responsible for Insurance Distribution (since 23 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • CF1 Director (AR) (19 Jan 2012 to 15 Aug 2013)
  • Mortgage Advice Bureau (Derby) Limited (no longer approved here)

    FRN 466154

    • CF1 Director (AR) (19 Jan 2012 to 15 Aug 2013)
  • Smart Advice Financial Solutions Ltd (no longer approved here)

    FRN 569199

    • (1)Employed By (19 Jan 2012 to 15 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.