Robert David Loaring

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- CF1 Director (AR) (since 6 Nov 2023)
Thames Valley Financial Planning Limited
FRN 1004493
- Employed By (since 6 Nov 2023)
Mortgage Advice Bureau Limited
FRN 455545
- CF1 Director (AR) (since 5 Dec 2011)
Mortgage Advice Bureau (Derby) Limited
FRN 466154
- CF1 Director (AR) (since 5 Dec 2011)
Smart Advice Financial Solutions Ltd
FRN 569199
- (1)Employed By (since 5 Dec 2011)
OPTIMUM COMMERCIAL SOLUTIONS LTD (no longer approved here)
FRN 808754
- CF1 Director (AR) (18 Feb 2025 to 8 Apr 2026)
Key Retirement Solutions Limited (no longer approved here)
FRN 224987
- CF1 Director (AR) (23 Sep 2021 to 31 Mar 2023)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.