Slater and Gordon UK Limited

Date authorised
21 December 2012
Companies House
07931918
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, Lee House
    90 Great Bridgewater Street
    Manchester
    M1 5JW
    UNITED KINGDOM
    Phone
    +4403301075033
    Web
    https://www.slatergordon.co.uk

  • Complaints Contact

    Haywood House South
    Dumfries Place
    Cardiff
    CF10 3GA
    UNITED KINGDOM
    Phone
    +4403309956642

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alicia Azadeh Alinia

    IRN AXA06722

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 3 Jul 2020)
    • Responsible for Insurance Distribution (31 Jan 2019 to 3 Jul 2020)
    • CF8 Apportionment and Oversight (31 Jan 2019 to 8 Dec 2019)
  • Andrew Michael Richard Jones

    IRN AMJ01086

    • CF28 Systems and controls (1 Jun 2015 to 9 May 2016)
    • Responsible for Insurance Mediation (1 Jun 2015 to 11 Jul 2016)
    • CF1 Director (1 Jun 2015 to 9 May 2016)
    • CF29 Significant management (1 Jun 2015 to 9 May 2016)
    • CF8 Apportionment and Oversight (1 Jun 2015 to 11 Jul 2016)
  • Elizabeth Comley

    IRN EXC00196

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 13 Oct 2023)
    • [FCA CF] Significant management (since 30 Nov 2021)
    • [FCA CF] Manager of certification employee (since 30 Nov 2021)
  • Helena Roberts

    IRN HXR06646

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
  • James Rymer

    IRN JXR01550

    • CF1 Director (21 Dec 2012 to 11 Nov 2013)
    • Responsible for Insurance Mediation (21 Dec 2012 to 11 Nov 2013)
  • Jason Charles Cale

    IRN JCC01080

    • CF1 Director (21 Dec 2012 to 30 Sep 2013)
  • Jennifer Shiela Elizabeth Baldwin

    IRN JXB01083

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Nov 2022 to 4 Aug 2023)
    • Responsible for Insurance Distribution (9 Nov 2022 to 4 Aug 2023)
  • John Martin Webber

    IRN JMW00070

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Jul 2020)
    • Responsible for Insurance Mediation (30 Nov 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (28 Nov 2016 to 8 Dec 2019)
  • Kenneth John Fowlie

    IRN KJF01066

    • Responsible for Insurance Distribution (1 Oct 2018 to 14 Feb 2019)
    • CF8 Apportionment and Oversight (5 Oct 2016 to 14 Feb 2019)
    • Responsible for Insurance Mediation (5 Oct 2016 to 30 Sep 2018)
    • CF1 Director (1 Jun 2015 to 21 Mar 2018)
  • Laurence Moorse

    IRN LXM01689

    • CF1 Director (21 Dec 2012 to 29 May 2015)
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Recent activity

Updates to this firm's record on the FCA register.

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