Slater and Gordon UK Limited

Date authorised
21 December 2012
Companies House
07931918
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Floor, Lee House
    90 Great Bridgewater Street
    Manchester
    M1 5JW
    UNITED KINGDOM
    Phone
    +4403301075033
    Web
    https://www.slatergordon.co.uk

  • Complaints Contact

    Haywood House South
    Dumfries Place
    Cardiff
    CF10 3GA
    UNITED KINGDOM
    Phone
    +4403309956642

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Madeline Seibert

    IRN MXS01168

    • Responsible for Insurance Distribution (since 4 Aug 2023)
    • [FCA CF] Significant management (since 1 Nov 2022)
  • Matthew Paul Jarvis

    IRN MXJ21521

    • Responsible for Insurance Distribution (24 May 2021 to 11 Nov 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (3 Jul 2020 to 11 Nov 2022)
  • Nils Ian Stoesser

    IRN NXS01247

    • [FCA CF] Manager of certification employee (since 1 Jan 2020)
    • [FCA CF] Significant management (since 1 Jan 2020)
  • Oliver Clowsley

    IRN OXC00035

    • [FCA CF] Manager of certification employee (since 4 Jul 2021)
    • [FCA CF] Significant management (since 4 Jul 2021)
  • Omar Yaqub

    IRN OXY24901

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Nov 2020 to 21 Oct 2021)
    • SMF16 Compliance Oversight (20 Nov 2020 to 21 Oct 2021)
  • Robert John Mares

    IRN RJM01472

    • CF1 Director (21 Dec 2012 to 31 Aug 2015)
  • Robert Martin Fielding

    IRN RMF01059

    • CF1 Director (21 Dec 2012 to 17 Sep 2015)
  • Robert Simon Terry

    IRN RST01072

    • CF1 Director (21 Dec 2012 to 18 Nov 2014)
  • Sarah Elizabeth Watkins

    IRN SXW00475

    • SMF16 Compliance Oversight (since 4 Feb 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 4 Feb 2022)
    • [FCA CF] Significant management (since 6 Jun 2021)
  • Stephen Scott

    IRN SXS03023

    • CF1 Director (21 Dec 2012 to 18 Nov 2014)
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Recent activity

Updates to this firm's record on the FCA register.

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