Nils Ian Stoesser

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SGS Business Process Services (UK) Limited
FRN 773715
- Responsible for Insurance Distribution (since 8 May 2024)
- SMF29 Limited scope function (limited scope SMCR firms only) (since 17 Mar 2021)
Slater and Gordon UK Limited
FRN 579176
- [FCA CF] Manager of certification employee (since 1 Jan 2020)
- [FCA CF] Significant management (since 1 Jan 2020)
Newgate Private Equity Limited (no longer approved here)
FRN 142840
- CF30 Customer (1 Nov 2007 to 1 Aug 2014)
- CF1 Director (24 Feb 2006 to 17 Mar 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.