Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Slater and Gordon UK Limited (no longer approved here)

    FRN 579176

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 3 Jul 2020)
    • Responsible for Insurance Mediation (30 Nov 2016 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (28 Nov 2016 to 8 Dec 2019)
  • Adroit Financial Planning Limited (no longer approved here)

    FRN 579324

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 Jul 2020)
    • CF11 Money Laundering Reporting (9 Jun 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.