SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry Slater

    IRN BXS00124

    • CF30 Customer (1 Nov 2007 to 28 May 2012)
    • CF22 Investment Adviser (Trainee) (26 Apr 2007 to 31 Oct 2007)
  • Bernard Pearce

    IRN BXP00005

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF21 Investment Adviser (15 Jun 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (10 Dec 2002 to 15 Jun 2004)
  • Bhaven Ratilal Ondhia

    IRN BRO00001

    • CF21 Investment Adviser (23 Apr 2002 to 11 Oct 2002)
    • CF22 Investment Adviser (Trainee) (18 Feb 2002 to 23 Apr 2002)
  • Brian John McCarthy

    IRN BJM00011

    • CF21 Investment Adviser (6 Oct 2003 to 16 Feb 2004)
    • CF22 Investment Adviser (Trainee) (30 Apr 2003 to 6 Oct 2003)
  • Brian Kuhl

    IRN BXK01083

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2002 to 1 Dec 2006)
  • Brian Patrick McNicol

    IRN BXM00039

    • CF21 Investment Adviser (1 Dec 2001 to 12 Aug 2002)
  • Brian Terence Tingley

    IRN BTT00001

    • CF21 Investment Adviser (12 May 2003 to 19 Mar 2007)
  • Bryan Chapman

    IRN BXC00037

    • CF30 Customer (12 Nov 2007 to 27 Oct 2016)
  • Caroline Hughes

    IRN CXW00008

    • CF21 Investment Adviser (1 Dec 2001 to 20 Jun 2004)
  • Catherine Loretta Rosaria O'Rourke

    IRN CXO00004

    • CF30 Customer (1 Nov 2007 to 9 Sep 2010)
    • CF21 Investment Adviser (29 Jan 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (16 Sep 2004 to 29 Jan 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.