Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Grove Mortgages Ltd
FRN 1012401
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
- Responsibility for MCD Intermediation (since 6 Jan 2025)
- Responsible for Insurance Distribution (since 6 Jan 2025)
- SMF16 Compliance Oversight (since 6 Jan 2025)
- SMF3 Executive Director (since 6 Jan 2025)
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- [FCA CF] Client dealing (21 Feb 2024 to 6 Jan 2025)
- [FCA CF] Functions requiring qualifications (21 Feb 2024 to 6 Jan 2025)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
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- CF30 Customer (1 Nov 2007 to 19 Nov 2012)
- CF22 Investment Adviser (Trainee) (2 Mar 2007 to 31 Oct 2007)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2002 to 1 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.