Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 6 Jan 2025)
    • Responsibility for MCD Intermediation (since 6 Jan 2025)
    • Responsible for Insurance Distribution (since 6 Jan 2025)
    • SMF16 Compliance Oversight (since 6 Jan 2025)
    • SMF3 Executive Director (since 6 Jan 2025)
  • Barker Sutcliffe and Associates Ltd (no longer approved here)

    FRN 502830

    • [FCA CF] Client dealing (21 Feb 2024 to 6 Jan 2025)
    • [FCA CF] Functions requiring qualifications (21 Feb 2024 to 6 Jan 2025)
  • CFP Group Residential Limited (no longer approved here)

    FRN 808717

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2024)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF30 Customer (1 Nov 2007 to 19 Nov 2012)
    • CF22 Investment Adviser (Trainee) (2 Mar 2007 to 31 Oct 2007)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Jul 2002 to 1 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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