SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen John Stolworthy

    IRN SJS00036

    • CF30 Customer (1 Nov 2007 to 2 Jan 2009)
    • CF22 Investment Adviser (Trainee) (12 Oct 2006 to 31 Oct 2007)
  • Stephen Joseph O'Regan

    IRN SXO15334

    • SMF16 Compliance Oversight (since 24 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Feb 2023)
  • Stephen Paul Gillingham

    IRN SPG00026

    • CF30 Customer (1 Nov 2007 to 31 Dec 2014)
    • CF21 Investment Adviser (13 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Sep 2006 to 13 Apr 2007)
  • Stephen Robert Laidler

    IRN SRL00010

    • CF21 Investment Adviser (7 Jul 2006 to 26 Jan 2007)
    • CF22 Investment Adviser (Trainee) (9 Sep 2005 to 7 Jul 2006)
  • Steven Ankrett

    IRN SXA01275

    • CF30 Customer (13 Nov 2007 to 3 Oct 2008)
  • Steven Ronald Heil

    IRN SXH00012

    • CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2003)
  • Steven William Gibson

    IRN SWG00002

    • CF30 Customer (1 Nov 2007 to 27 Oct 2016)
    • CF22 Investment Adviser (Trainee) (23 Mar 2007 to 31 Oct 2007)
  • Stewart Derek John Sparkes

    IRN SDS00006

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF21 Investment Adviser (10 May 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (14 Mar 2005 to 10 May 2006)
  • Stewart Kaye

    IRN SDK00012

    • CF30 Customer (23 Jun 2014 to 27 Oct 2016)
  • Stuart Colin Crease

    IRN SCC01079

    • CF30 Customer (11 Jan 2010 to 27 Oct 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.