Stewart Kaye

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Skipton Building Society

    FRN 153706

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (23 Jun 2014 to 27 Oct 2016)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (31 May 2011 to 29 Jul 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (16 Apr 2008 to 25 Aug 2010)
    • CF21 Investment Adviser (7 Apr 2004 to 26 Sep 2006)
    • CF22 Investment Adviser (Trainee) (19 Jul 2002 to 7 Apr 2004)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 14 Apr 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Royal London Mutual Insurance Society, Limited (THE) (no longer approved here)

    FRN 117672

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2002)
  • Royal London Savings Limited (no longer approved here)

    FRN 191237

    • CF21 Investment Adviser (1 Dec 2001 to 6 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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