SKIPTON FINANCIAL SERVICES LIMITED
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
Skipton Financial Services LtdThe BaileySkiptonN YorkshireBD23 1DNUNITED KINGDOM- Phone
- +441756705000
-
Complaints Contact
Skipton Financial Services LtdThe BaileySkiptonN YorkshireBD23 1DNUNITED KINGDOM- Phone
- +441756705000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Authorised to Operate
-
Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
-
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
-
Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
James Charles McClurg
IRN JCM00009
- CF2 Non Executive Director (1 Dec 2001 to 31 Dec 2013)
-
James Charles Thomson
IRN JCT00018
- CF21 Investment Adviser (12 May 2003 to 4 Jul 2003)
-
James Green
IRN JJG01108
- CF30 Customer (28 Jan 2016 to 27 Oct 2016)
-
James McPhail
IRN JXM00011
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
-
James Michael Lilley
IRN JML01179
- CF30 Customer (2 Mar 2015 to 27 Oct 2016)
-
James Michael McSorley-Morgan
IRN JXM02433
- CF30 Customer (22 Aug 2011 to 27 Oct 2016)
-
James Patrick Fleming
IRN JPF00022
- CF30 Customer (1 Nov 2007 to 2 Jan 2008)
- CF21 Investment Adviser (23 Oct 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (13 Nov 2006 to 23 Oct 2007)
-
James Stephen John Clancy
IRN JSC00007
- CF22 Investment Adviser (Trainee) (17 Jan 2003 to 17 Jan 2004)
-
James William Parker
IRN JWP01075
- CF30 Customer (28 Jan 2016 to 27 Oct 2016)
-
James Yeadon
IRN JXY00006
- CF30 Customer (10 May 2011 to 15 Jun 2011)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
-
Telegraph Media Group Limited (no longer appointed)
FRN 415487 · Appointed 17 Mar 2008 · Until 1 Aug 2016
-
Connell Financial Services Limited (no longer appointed)
FRN 134944 · Appointed 1 Oct 1998 · Until 1 Dec 2001
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.