Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 16 Aug 2018)
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- CF30 Customer (2 Mar 2015 to 27 Oct 2016)
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- CF30 Customer (21 Oct 2009 to 11 Nov 2012)
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- CF30 Customer (10 Apr 2008 to 10 Oct 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.