Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 16 Aug 2018)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF30 Customer (2 Mar 2015 to 27 Oct 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (21 Oct 2009 to 11 Nov 2012)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (10 Apr 2008 to 10 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.