SKIPTON FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
02061788
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000
  • Complaints Contact

    Skipton Financial Services Ltd
    The Bailey
    Skipton
    N Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +441756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hamel Kanani

    IRN HXK01189

    • CF30 Customer (1 May 2014 to 29 Jul 2014)
  • Heather Badru

    IRN HXB01118

    • CF22 Investment Adviser (Trainee) (9 Jan 2003 to 9 Jul 2003)
  • Helen Mary Mort

    IRN HMM00024

    • CF30 Customer (9 Mar 2015 to 11 Jan 2016)
  • Iain Anthony Angus Cherry

    IRN IXC00044

    • CF30 Customer (1 Nov 2007 to 8 Aug 2008)
    • CF22 Investment Adviser (Trainee) (6 Jul 2006 to 31 Oct 2007)
  • Iain Edward Massey

    IRN IEM00004

    • CF22 Investment Adviser (Trainee) (18 May 2004 to 6 May 2005)
  • Iain Lightfoot

    IRN IXL00011

    • CF29 Significant management (1 Nov 2007 to 31 Mar 2017)
    • CF16 Significant Mgt (Desgntd Investment Business) (10 Nov 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
  • Ian Andrew McLeod

    IRN IAM01057

    • CF30 Customer (16 Nov 2009 to 6 Nov 2015)
  • Ian Andrew Wells

    IRN IAW00011

    • CF22 Investment Adviser (Trainee) (23 Jun 2004 to 14 Mar 2005)
  • Ian Arthur Mc Gowan

    IRN IAM00003

    • CF21 Investment Adviser (1 Dec 2001 to 31 Aug 2007)
  • Ian David Lamb

    IRN IDL00002

    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 31 Oct 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.