Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Jul 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 14 Jul 2020)
- CF30 Customer (11 Oct 2018 to 8 Dec 2019)
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- CF21 Investment Adviser (18 Oct 2005 to 21 Aug 2007)
- CF22 Investment Adviser (Trainee) (10 May 2005 to 18 Oct 2005)
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- CF22 Investment Adviser (Trainee) (18 May 2004 to 6 May 2005)
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- CF22 Investment Adviser (Trainee) (14 May 2003 to 5 Jun 2003)
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- CF22 Investment Adviser (Trainee) (6 May 2003 to 6 May 2003)
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- CF21 Investment Adviser (11 Nov 2002 to 6 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 6 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 6 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.