Ian Andrew Wells

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Salisbury Financial Services Limited

    FRN 116461

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Functions requiring qualifications (since 10 Jun 2024)
    • [FCA CF] Client dealing (since 10 Jun 2024)
  • CBW Financial Planning Limited (no longer approved here)

    FRN 182357

    • (9)[FCA CF] Client dealing (11 Jan 2021 to 7 Jun 2024)
    • (10)[FCA CF] Functions requiring qualifications (11 Jan 2021 to 7 Jun 2024)
  • SKIPTON FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 100013

    • CF22 Investment Adviser (Trainee) (23 Jun 2004 to 14 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (9)[FCA CF] Client dealing at CBW Financial Planning Limited

  2. controlled function added: (10)[FCA CF] Functions requiring qualifications at CBW Financial Planning Limited