Salisbury Financial Services Limited

• Principal Place of Business

  36a Packhorse Road

  Gerrards Cross

  Buckinghamshire

  SL9 8EB

  UNITED KINGDOM

  Phone

  +4401753889090

  Web

  https://www.salisbury.co.uk

• Complaints Contact

  36a Packhorse Road

  Gerrards Cross

  Buckinghamshire

  SL9 8EB

  UNITED KINGDOM

  Phone

  +4401753889090

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

  Show 1 limitation Hide limitations

  • · This firm may not broker credit for the purpose of increasing funds available for investment.

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Potter

  IRN AXP00051

  • Responsible for Insurance Distribution (17 Feb 2023 to 25 Jul 2024)
  • Responsibility for MCD Intermediation (17 Feb 2023 to 25 Jul 2024)
  • SMF16 Compliance Oversight (17 Feb 2023 to 25 Jul 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Feb 2023 to 25 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 25 Jul 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jul 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 25 Jul 2024)
  • CF1 Director (1 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Clifford Frederick Ronald Cooper

  IRN CFC00004

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 10 Jan 2023)
  • SMF3 Executive Director (9 Dec 2019 to 10 Jan 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Jan 2023)
  • Responsible for Insurance Distribution (1 Oct 2018 to 10 Jan 2023)
  • Responsibility for MCD Intermediation (21 Mar 2016 to 10 Jan 2023)
  • CF30 Customer (1 Nov 2007 to 18 Dec 2013)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Nov 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
• Edward Maxim Salisbury

  IRN EMS01037

  • CF2 Non Executive Director (20 May 2002 to 31 Oct 2005)
• Ian Andrew Wells

  IRN IAW00011

  • 11. Pension transfer specialist
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 10 Jun 2024)
  • [FCA CF] Client dealing (since 10 Jun 2024)
• Jane Mary Neumeister

  IRN JMB00047

  • CF21 Investment Adviser (1 Dec 2001 to 28 Jul 2005)
• Mathew Booth

  IRN MXB01718

  • [FCA CF] Client dealing (16 Sep 2024 to 23 Feb 2026)
  • [FCA CF] Functions requiring qualifications (16 Sep 2024 to 23 Feb 2026)
• Pauline Linda Johnson

  IRN PLJ01028

  • CF2 Non Executive Director (1 Dec 2001 to 11 Sep 2003)
• Roy Keith Phillips

  IRN RKP01021

  • CF2 Non Executive Director (6 Jan 2006 to 30 Jun 2012)
• Sarah Kate Mendoza

  IRN SKM00020

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 13 Jun 2005)
• Stanley Allen Swaine

  IRN SAS01288

  • CF2 Non Executive Director (30 May 2012 to 12 Aug 2015)

No changes recorded yet.