Andrew Potter

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Salisbury Financial Services Limited (no longer approved here)

    FRN 116461

    • Responsibility for MCD Intermediation (17 Feb 2023 to 25 Jul 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Feb 2023 to 25 Jul 2024)
    • SMF16 Compliance Oversight (17 Feb 2023 to 25 Jul 2024)
    • Responsible for Insurance Distribution (17 Feb 2023 to 25 Jul 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 25 Jul 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 25 Jul 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 25 Jul 2024)
    • CF1 Director (1 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.