Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Building Society
    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000
  • Complaints Contact

    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Basic Pension Advice

    For Professional, Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Soutik Das

    IRN SXD00189

    • [FCA CF] Manager of certification employee (28 Jun 2023 to 14 Jul 2024)
    • [FCA CF] Functions requiring qualifications (11 Jan 2021 to 27 Jun 2023)
  • Stacey Anne Blackwell

    IRN SXB00997

    • [FCA CF] Material risk taker (10 Aug 2022 to 31 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (10 Aug 2022 to 31 Dec 2024)
  • Stella Timmins

    IRN SXT00040

    • [FCA CF] Client dealing (1 Oct 2019 to 16 Aug 2021)
    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 16 Aug 2021)
  • Stephanie Ann Baldaro

    IRN SAB00107

    • [FCA CF] Client dealing (17 Dec 2021 to 2 Oct 2022)
    • [FCA CF] Functions requiring qualifications (17 Dec 2021 to 2 Oct 2022)
  • Stephanie Hattersley

    IRN SXH00868

    • [FCA CF] Significant management (1 Feb 2023 to 24 Apr 2023)
    • [FCA CF] Material risk taker (18 Oct 2022 to 31 Jan 2023)
    • [PRA CF] Significant risk taker or Material risk taker (18 Oct 2022 to 31 Jan 2023)
  • Stephen Edgar Aldous

    IRN SEA00002

    • Responsible for Insurance Mediation (7 Jul 2009 to 31 Jul 2010)
    • CF29 Significant management (1 Nov 2007 to 31 Jul 2010)
    • CF19 Significant Mgt (Financial Resources) (18 Jan 2006 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (14 Jul 2003 to 18 Jan 2006)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2002 to 30 Jun 2002)
    • Employed By (1 Oct 1998 to 18 Jan 2006)
  • Stephen James Fry

    IRN FXS00023

    • [FCA CF] Manager of certification employee (1 Oct 2016 to 24 Apr 2023)
  • Stephen James Kidd

    IRN SJK01126

    • [FCA CF] Client dealing (1 Oct 2019 to 14 Aug 2024)
    • [FCA CF] Functions requiring qualifications (1 Oct 2016 to 14 Aug 2024)
  • Stephen John Hall

    IRN SJH00051

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2016)
  • Stephen Joseph O'Regan

    IRN SXO15334

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jan 2023)
    • SMF16 Compliance Oversight (since 23 Jan 2023)
    • SMF4 Chief Risk (since 23 Jan 2023)
    • SMF5 Head of Internal Audit (12 Aug 2019 to 1 Aug 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.