Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (19 Dec 2019 to 30 Sep 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 9 Apr 2024)
- SMF3 Executive Director (9 Dec 2019 to 9 Apr 2024)
- CF1 Director (1 Oct 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (1 Oct 2018 to 8 Dec 2019)
- Responsibility for MCD Intermediation (1 Oct 2018 to 9 Apr 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 9 Apr 2024)
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- Responsible for Insurance Mediation (7 Jul 2009 to 31 Jul 2010)
- CF29 Significant management (1 Nov 2007 to 31 Jul 2010)
- CF19 Significant Mgt (Financial Resources) (18 Jan 2006 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (14 Jul 2003 to 18 Jan 2006)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Mar 2002 to 30 Jun 2002)
- Employed By (1 Oct 1998 to 18 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.