Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Skipton Building Society
    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000
  • Complaints Contact

    The Bailey
    Skipton
    North Yorkshire
    BD23 1DN
    UNITED KINGDOM
    Phone
    +4401756705000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Basic Pension Advice

    For Professional, Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna Marion Miller

    IRN AXM00993

    • [FCA CF] Functions requiring qualifications (18 Jun 2024 to 2 Jan 2025)
    • [FCA CF] Manager of certification employee (29 Nov 2021 to 17 Jun 2024)
  • Anne Maria Haworth

    IRN AMH00005

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 30 Jun 2002)
  • Anthony Chapman

    IRN AJC01562

    • [PRA CF] Managing a material risk taker (since 1 Oct 2023)
    • [FCA CF] Manager of certification employee (since 1 Oct 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Oct 2016)
    • [FCA CF] Material risk taker (since 1 Oct 2016)
    • CF28 Systems and controls (4 Dec 2012 to 6 Mar 2016)
    • CF29 Significant management (4 Dec 2012 to 6 Mar 2016)
  • Asena Sahin

    IRN AXS53278

    • [PRA CF] Significant risk taker or Material risk taker (1 Oct 2016 to 29 Sep 2021)
  • Asharmi Suhadhini Dennett

    IRN AXD53264

    • [PRA CF] Significant risk taker or Material risk taker (1 Apr 2019 to 24 May 2021)
  • Ashleigh Jade Haythornthwaite

    IRN AXH37871

    • [FCA CF] Functions requiring qualifications (16 Dec 2016 to 30 Jun 2022)
  • Ashley John Lillie

    IRN AJL01144

    • CF29 Significant management (1 Nov 2007 to 25 Jan 2008)
    • CF17 Significant Mgt (Other Business Operations) (10 Mar 2006 to 31 Oct 2007)
    • CF19 Significant Mgt (Financial Resources) (17 Feb 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 1 Mar 2002)
  • Asif Hussain

    IRN AXH02066

    • [FCA CF] Functions requiring qualifications (4 May 2020 to 12 Feb 2024)
    • [FCA CF] Client dealing (4 May 2020 to 12 Feb 2024)
  • Babar Nawaz

    IRN BXN37833

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Oct 2019)
    • [FCA CF] Functions requiring qualifications (since 28 Feb 2019)
  • Barbara Smith

    IRN BXS01236

    • CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.