Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Close Brothers Limited
FRN 124750
- SMF7 Group Entity Senior Manager (since 11 Jul 2024)
- [FCA CF] Material risk taker (18 Jan 2023 to 11 Jul 2024)
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- CF1 Director (10 Aug 2016 to 28 Jun 2019)
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- CF1 Director (10 Aug 2016 to 28 Jun 2019)
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- CF1 Director (10 Aug 2016 to 28 Jun 2019)
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- CF1 Director (10 Aug 2016 to 28 Jun 2019)
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- CF1 Director (10 Aug 2016 to 28 Jun 2019)
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- SMF18 Other Overall Responsibility (7 Mar 2016 to 28 Jun 2019)
- CF29 Significant management (1 Sep 2014 to 6 Mar 2016)
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- CF29 Significant management (6 Dec 2010 to 9 Mar 2012)
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- CF29 Significant management (1 Nov 2007 to 25 Jan 2008)
- CF17 Significant Mgt (Other Business Operations) (10 Mar 2006 to 31 Oct 2007)
- CF19 Significant Mgt (Financial Resources) (17 Feb 2006 to 31 Oct 2007)
- CF26 Customer Trading (1 Dec 2001 to 1 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.