Asif Hussain

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 15 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 27 Feb 2024)
    • CF30 Customer (since 21 Feb 2024)
  • Asset Wealth Advisory Limited

    FRN 1008776

    • Employed By (since 21 Feb 2024)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • [FCA CF] Client dealing (4 May 2020 to 12 Feb 2024)
    • [FCA CF] Functions requiring qualifications (4 May 2020 to 12 Feb 2024)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 16 Mar 2020)
    • CF30 Customer (18 Aug 2011 to 26 Nov 2012)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (2 Feb 2010 to 10 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.