Skandinaviska Enskilda Banken AB (Publ)

• Principal Place of Business

  Scandinaviska Enskilda Banken

  1 Carter Lane

  London

  City Of London

  EC4V 5AN

  UNITED KINGDOM

  Phone

  +442072464000

  Web

  https://sebgroup.com

• Complaints Contact

  Scandinaviska Enskilda Banken

  1 Carter Lane

  London

  City Of London

  EC4V 5AN

  UNITED KINGDOM

  Phone

  +447827325168

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Advice

  For Customer

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Unit

  Show 2 limitations Hide limitations

  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Peter Thiberg

  IRN PXT01623

  • CF30 Customer (17 Aug 2015 to 6 Mar 2016)
• Pierryk Serge Albert Buriez

  IRN PSB01085

  • CF30 Customer (28 Jan 2008 to 7 Sep 2010)
• Pontus William Dackmo

  IRN PWD01040

  • [FCA CF] Client dealing (1 Apr 2019 to 30 Jun 2021)
• Ramil Koria

  IRN RXK00252

  • [FCA CF] Client dealing (28 Jan 2022 to 23 Jun 2023)
• Renato Beltran Zacarias

  IRN RXB01755

  • [FCA CF] Material risk taker (11 Jul 2019 to 11 May 2025)
  • [FCA CF] Client dealing (11 Jul 2019 to 11 May 2025)
• Rex Alban Johnson

  IRN RXJ01066

  • CF30 Customer (1 Nov 2007 to 21 Aug 2009)
  • CF21 Investment Adviser (26 May 2005 to 31 Oct 2007)
• Richard Broom

  IRN RJB01285

  • [FCA CF] Client dealing (since 3 Mar 2017)
  • CF30 Customer (17 Mar 2014 to 6 Mar 2016)
• Richard Charles Parker

  IRN RCP01043

  • CF21 Investment Adviser (1 Dec 2001 to 22 May 2003)
• Richard Worrell

  IRN RXW01197

  • CF30 Customer (1 Nov 2007 to 17 Sep 2010)
  • CF21 Investment Adviser (14 Dec 2006 to 1 Nov 2007)
• Robert Boukhoufane

  IRN RXB01286

  • CF30 Customer (9 Apr 2008 to 6 Aug 2010)

• CNP Consultants Ltd (no longer appointed)

  FRN 709926 · Appointed 10 Jul 2015 · Until 28 Feb 2018

• Regent FX Ltd (no longer appointed)

  FRN 526417 · Appointed 23 Jun 2010 · Until 25 Jan 2016

• eForex Consulting Ltd (no longer appointed)

  FRN 502457 · Appointed 17 Jun 2009 · Until 30 Apr 2010

No changes recorded yet.