SINGER CAPITAL MARKETS SECURITIES LIMITED

• Principal Place of Business

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

  Web

  https://www.singercm.com

• Complaints Contact

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas James Parker

  IRN TJP01110

  • CF30 Customer (5 Nov 2012 to 11 Jan 2017)
• Thomas James Waterlow

  IRN TJW01080

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Feb 2026)
  • [FCA CF] Material risk taker (9 Dec 2019 to 15 May 2023)
  • CF30 Customer (1 Apr 2009 to 8 Dec 2019)
• Thomas Levi Like

  IRN TLL01018

  • [FCA CF] Client dealing (10 May 2021 to 4 Sep 2024)
• Thomas Michael Salvesen

  IRN TMS01074

  • [FCA CF] Material risk taker (9 Dec 2019 to 17 Jun 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 15 Dec 2025)
  • [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2025)
• Thomas Scott Beattie

  IRN TSB01033

  • [FCA CF] Client dealing (16 Oct 2023 to 30 Sep 2025)
• Timon Abraham

  IRN TXA01711

  • [FCA CF] Client dealing (5 Apr 2022 to 11 Oct 2022)
• Timothy Bruce Cockroft

  IRN TBC01007

  • SMF1 Chief Executive (since 5 Jun 2025)
  • SMF9 Chair of the Governing Body (since 6 Sep 2022)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 6 Sep 2022)
  • CF28 Systems and controls (1 Aug 2013 to 18 Nov 2013)
  • CF1 Director (19 Dec 2008 to 8 Dec 2019)
  • CF3 Chief Executive (19 Dec 2008 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 19 Dec 2008)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (12 Sep 2006 to 31 Oct 2007)
  • CF16 Significant Mgt (Desgntd Investment Business) (12 Sep 2006 to 31 Oct 2007)
• Tracy Ann MacKenzie

  IRN TAM01046

  • CF30 Customer (1 Oct 2012 to 26 Nov 2012)
• Trevor Richard Arthur Griffiths

  IRN TRG01014

  • CF30 Customer (7 Nov 2014 to 8 Dec 2019)
• Vimal Nagin Vallabh

  IRN VNV01004

  • CF30 Customer (24 Apr 2008 to 14 Oct 2008)

No changes recorded yet.