SINGER CAPITAL MARKETS SECURITIES LIMITED

• Principal Place of Business

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

  Web

  https://www.singercm.com

• Complaints Contact

  One Bartholomew Lane

  London

  EC2N 2AX

  UNITED KINGDOM

  Phone

  +4402074963000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Richard Fraser Savage

  IRN RFS01046

  • CF30 Customer (1 Nov 2007 to 6 Aug 2010)
  • CF23 Corporate Finance Adviser (26 Apr 2007 to 31 Oct 2007)
• Richard Guy Stephen Martin

  IRN RXM01298

  • CF30 Customer (3 Mar 2008 to 28 Oct 2008)
• Richard Hickinbotham

  IRN RXH00255

  • [FCA CF] Client dealing (since 8 Feb 2026)
  • [FCA CF] Material risk taker (since 8 Feb 2026)
  • [FCA CF] Manager of certification employee (since 8 Feb 2026)
  • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Apr 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Dec 2023)
  • CF30 Customer (19 Nov 2018 to 8 Dec 2019)
• Richard Philip Lindley

  IRN RPL01015

  • CF30 Customer (3 Oct 2012 to 7 Feb 2013)
• Richard Vernon Thompson

  IRN RVT01002

  • [FCA CF] Client dealing (since 14 Aug 2020)
• Robert Denis Peel

  IRN RDP01071

  • [FCA CF] Client dealing (1 Jun 2020 to 19 Dec 2024)
• Robert Duncan Taylor

  IRN RDT01021

  • CF30 Customer (1 Nov 2007 to 13 Mar 2012)
  • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
• Robert Henry Moffett Chaplin

  IRN RHC01013

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jul 2024)
  • CF2 Non Executive Director (21 Jun 2011 to 8 Dec 2019)
• Robert Hyman Beenstock

  IRN RHB01080

  • CF30 Customer (1 Oct 2012 to 22 Oct 2012)
• Robert Vincent Goodall

  IRN RVG01005

  • CF30 Customer (1 Nov 2007 to 30 Sep 2009)
  • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)

No changes recorded yet.