Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Queen Street Finance Ltd
FRN 149145
- CF30 Customer (since 6 Dec 2022)
- CF1 Director (AR) (since 6 Dec 2022)
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Austin Capital Limited
FRN 988193
- (5)Employed By (since 6 Dec 2022)
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- [FCA CF] Client dealing (7 Apr 2021 to 25 Jul 2022)
- [FCA CF] Functions requiring qualifications (7 Apr 2021 to 25 Jul 2022)
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- CF30 Customer (30 Oct 2009 to 29 Jan 2016)
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- CF30 Customer (1 Nov 2007 to 30 Sep 2009)
- CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
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- CF26 Customer Trading (1 Dec 2001 to 30 Sep 2006)
- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Austin Capital Limited
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controlled function added: (5)Employed By at Austin Capital Limited