Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 8 Feb 2026)
    • [FCA CF] Material risk taker (since 8 Feb 2026)
    • [FCA CF] Manager of certification employee (since 8 Feb 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 14 Apr 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 29 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2023)
    • CF30 Customer (19 Nov 2018 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (27 Jan 2015 to 31 Dec 2016)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF16 Significant Mgt (Desgntd Investment Business) (17 Dec 2003 to 10 Nov 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 10 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.