Singer Capital Markets Advisory LLP

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Peter Thomas Steel
IRN PTS01039
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (22 Oct 2018 to 8 Dec 2019)
Philip Ffrancon Davies
IRN PFD01021
- [FCA CF] Client dealing (since 14 Aug 2020)
Rachel Kellett-Clark
IRN RXK01981
- CF30 Customer (6 Apr 2016 to 8 Dec 2019)
Rachel Louise Hayes
IRN RLN01007
- [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2022)
- CF30 Customer (9 Jan 2012 to 19 Nov 2012)
Richard Philip Lindley
IRN RPL01015
- CF30 Customer (7 Feb 2012 to 8 Dec 2019)
Richard Vernon Thompson
IRN RVT01002
- [FCA CF] Client dealing (since 14 Aug 2020)
Richard Wemyss Salmond
IRN RWS01135
- CF30 Customer (6 Oct 2014 to 30 Oct 2015)
Robert Denis Peel
IRN RDP01071
- [FCA CF] Client dealing (1 Jun 2020 to 19 Dec 2024)
Robert Henry Moffett Chaplin
IRN RHC01013
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Jul 2024)
- CF2 Non Executive Director (24 Sep 2012 to 8 Dec 2019)
Robert Hyman Beenstock
IRN RHB01080
- CF30 Customer (9 Jan 2012 to 22 Oct 2012)

Smaller firms operating under this firm's FCA authorisation.

Highland Capital Partners Limited (no longer appointed)
FRN 563535 · Appointed 10 Oct 2013 · Until 15 Apr 2020
JI Capital Limited (no longer appointed)
FRN 582321 · Appointed 31 May 2012 · Until 28 Feb 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.