Silphium Asset Management Limited

Date authorised
1 April 2013
Companies House
06952225
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Silphium Asset Management Limited
    110 Park Street
    London
    Westminster
    W1K 6NX
    UNITED KINGDOM
    Phone
    +442031307100
    Web
    https://www.silphium.com

  • Complaints Contact

    Silphium Asset Management Limited
    110 Park Street
    London
    W1K 6NX
    UNITED KINGDOM
    Phone
    +442031307199

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aurelien Claude Dominique Bessot

    IRN ACB01111

    • CF2 Non Executive Director (17 Oct 2013 to 24 Jan 2014)
    • CF30 Customer (11 Oct 2010 to 28 Aug 2013)
    • CF1 Director (11 Oct 2010 to 17 Oct 2013)
  • Blair Mason

    IRN BJM01118

    • [FCA CF] Material risk taker (17 Mar 2021 to 21 Nov 2023)
    • [FCA CF] Client dealing (17 Mar 2021 to 21 Nov 2023)
    • CF30 Customer (13 Oct 2016 to 8 Dec 2019)
  • Charles Patrick Helyer Grant

    IRN CPG01042

    • CF30 Customer (16 Jan 2013 to 27 Feb 2015)
    • CF10 Compliance Oversight (11 Oct 2010 to 9 Jan 2015)
    • CF11 Money Laundering Reporting (11 Oct 2010 to 9 Jan 2015)
    • CF28 Systems and controls (11 Oct 2010 to 27 Feb 2015)
  • Charles Rutter

    IRN CXR01526

    • [FCA CF] Material risk taker (17 Mar 2021 to 31 Jan 2022)
    • [FCA CF] Client dealing (17 Mar 2021 to 31 Jan 2022)
    • CF30 Customer (2 Nov 2017 to 8 Dec 2019)
  • Christelle Khoury

    IRN CXK01315

    • CF30 Customer (16 Dec 2010 to 12 Mar 2012)
  • Daniel Christopher Yates

    IRN DCY01010

    • CF30 Customer (11 Oct 2010 to 3 Jun 2011)
  • Daniel Thomas Nicholls

    IRN DTN01012

    • CF30 Customer (19 Sep 2011 to 14 Jan 2015)
  • David Jamal Qaimmaqami

    IRN DJQ01009

    • CF10 Compliance Oversight (10 Feb 2015 to 25 May 2018)
    • CF11 Money Laundering Reporting (10 Feb 2015 to 25 May 2018)
  • Delphine Clelia Marie Carre

    IRN DCC01056

    • CF30 Customer (20 Mar 2012 to 1 Jan 2013)
  • El Bahloul Naas

    IRN EBN01005

    • CF2 Non Executive Director (11 Oct 2010 to 14 Feb 2012)
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Recent activity

Updates to this firm's record on the FCA register.

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