Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Silphium Asset Management Limited (no longer approved here)

    FRN 519233

    • CF30 Customer (16 Jan 2013 to 27 Feb 2015)
    • CF10 Compliance Oversight (11 Oct 2010 to 9 Jan 2015)
    • CF11 Money Laundering Reporting (11 Oct 2010 to 9 Jan 2015)
    • CF28 Systems and controls (11 Oct 2010 to 27 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.