Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Client dealing (17 Mar 2021 to 21 Nov 2023)
- [FCA CF] Material risk taker (17 Mar 2021 to 21 Nov 2023)
- CF30 Customer (13 Oct 2016 to 8 Dec 2019)
-
- CF29 Significant management (14 Apr 2014 to 2 Sep 2016)
- CF30 Customer (1 Nov 2007 to 2 Sep 2016)
- CF27 Investment Management (21 May 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.