Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Silphium Asset Management Limited (no longer approved here)

    FRN 519233

    • [FCA CF] Client dealing (17 Mar 2021 to 21 Nov 2023)
    • [FCA CF] Material risk taker (17 Mar 2021 to 21 Nov 2023)
    • CF30 Customer (13 Oct 2016 to 8 Dec 2019)
  • NOMURA ASSET MANAGEMENT U.K. LIMITED (no longer approved here)

    FRN 122703

    • CF29 Significant management (14 Apr 2014 to 2 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 2 Sep 2016)
    • CF27 Investment Management (21 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.